APPROVED SOFT DOLLAR BROKERS
Access Securities
Allen & Co.
Autranet
Broadmark Capital
Capital Institutional Services
Citation Financial
Citation Group
CS First Boston
Divine Capital Markets
Donaldson and Co.
Ex!!!
Fano Securities
Fidelity Capital Markets
Fleet Institutional Trading
Hoenig & Co.
Hornblower, Fischer & Co.
Independence Institutional Securities
Instinet
Jefferies & Company
Jones & Associates
Keane Securities
Knight Securities
LaBranche Financial Services
Lamon Stern
Leeb Brokerage Services
Lehman Brothers
Lynch, Jones & Ryan
M. H. Meyerson
PaineWebber
Pacific American Securities
PCS Securities
Princeton Financial Group
Quick & Reilly
Reynders Gray
Rochdale Securities
Salomon Smith Barney
SEI Investments
Sloan Securities
Spear Leeds & Kellog
Sterne, Agree, Leach
Suntrust Robinson
Susquehanna Brokerage
The Citation Group
The Interstate Group
TIR Securities
US Clearing
UST Securities
Vandham Securities
Westminster Research
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NON-APPROVED SOFT DOLLAR BROKERS
Maud Group
Reason for non-approval:
Non-payment of invoices even after client fulfillment of soft dollar obligations
Ormes Capital
Reason for non-approval:
Non-payment of invoices even after client fulfillment of soft dollar obligations
PCH Securities
Reason for non-approval:
Non-payment of invoices even after client fulfillment of soft dollar obligations
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